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Jeffery Ames Riley
JEFF AMES RILEY, JEFFREY AMES RILEY
CRD#: 3157176
IA
B
STONEX ADVISORS INC.CRD#: 174182 2 PERIMETER PARK SOUTH
SUITE 500 WEST
BIRMINGHAM, AL 35243
SUITE 500 WEST
BIRMINGHAM, AL 35243
STONEX SECURITIES INC.CRD#: 18456 2 Perimeter Park South
Suite 500 West
Birmingham, AL 35243
Suite 500 West
Birmingham, AL 35243
View By:
7/27/2018
Financial
Final
State Registrations
B
Alabama 6/18/2020
B
Montana 10/28/2024
IA
Alabama 6/18/2020
B
Nebraska 10/11/2022
B
Alaska 10/28/2024
B
Nevada 10/28/2024
B
Arizona 6/20/2023
B
New Hampshire 10/29/2024
B
Arkansas 6/15/2020
B
New Jersey 6/15/2020
B
California 7/15/2020
B
New Mexico 10/29/2024
B
Colorado 10/20/2021
B
New York 9/12/2020
B
Connecticut 3/7/2022
B
North Carolina 9/9/2020
B
Delaware 10/31/2024
B
North Dakota 10/28/2024
B
District of Columbia 10/30/2024
B
Ohio 6/15/2020
B
Florida 9/30/2022
B
Oklahoma 6/11/2021
B
Georgia 6/15/2020
B
Oregon 10/30/2024
B
Hawaii 10/28/2024
B
Pennsylvania 1/31/2023
B
Idaho 10/28/2024
B
Puerto Rico 11/12/2024
B
Illinois 7/6/2023
B
Rhode Island 10/28/2024
B
Indiana 5/2/2024
B
South Carolina 9/21/2022
B
Iowa 10/31/2024
B
South Dakota 10/28/2024
B
Kansas 2/2/2022
B
Tennessee 6/15/2020
B
Kentucky 10/27/2021
B
Texas 3/2/2021
B
Louisiana 10/25/2021
B
Utah 12/12/2023
B
Maine 10/25/2024
B
Vermont 10/28/2024
B
Maryland 7/21/2023
B
Virginia 6/20/2020
B
Massachusetts 3/29/2022
B
Washington 9/8/2020
B
Michigan 10/29/2024
B
West Virginia 7/15/2024
B
Minnesota 9/16/2022
B
Wisconsin 10/29/2024
B
Mississippi 10/13/2023
B
Wyoming 10/28/2024
B
Missouri 10/28/2024
SRO Registrations
B
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IA
Registered with this firm since 6/16/2020
B
Registered with this firm since 6/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/01/2015 - 06/17/2020 | Birmingham, AL | |
B | 08/27/2015 - 06/17/2020 | Birmingham, AL | |
IA | 09/17/2002 - 08/24/2015 | BIRMINGHAM, AL | |
B | 05/01/2002 - 08/24/2015 | BIRMINGHAM, AL | |
IA | 04/02/2002 - 02/21/2003 | BIRMINGHAM, AL | |
B | 01/05/1999 - 04/02/2002 | MINNEAPOLIS, MN | |
B | 01/05/1999 - 04/02/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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