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ROBERT EDWARD NICHOLS
CRD#: 3156960
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1000 LOUISIANA ST 7TH FL
[PCG-9Q]
HOUSTON, TX 77002
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2001 - Present (23 years)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2001 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 9/14/2021

B
New Jersey 9/8/2004

B
Arkansas 10/22/2002

B
New Mexico 7/13/2001

B
California 7/13/2001

B
North Carolina 3/22/2023

B
Colorado 10/15/2003

B
Ohio 10/16/2003

B
Florida 2/25/2009

B
Oklahoma 3/28/2022

B
Georgia 2/25/2009

B
Pennsylvania 3/10/2009

B
Illinois 10/8/2007

B
Rhode Island 1/4/2005

B
Kansas 1/7/2004

B
Texas 7/13/2001

B
Louisiana 10/16/2003

IA
Texas 8/23/2011

B
Maryland 8/11/2021

B
Virginia 11/18/2005

B
Mississippi 10/15/2003

B
Wyoming 11/18/2021

B
Missouri 3/27/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1000 LOUISIANA ST 7TH FL [PCG-9Q], HOUSTON, TX 77002
CYPRESS, TX
Registered with this firm since 8/23/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1000 LOUISIANA ST 7TH FL [PCG-9Q], HOUSTON, TX 77002
CYPRESS, TX
Registered with this firm since 7/13/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/07/2000 - 07/27/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/08/1999 - 01/13/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.