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ERIC SCOT LAUGHLIN
CRD#: 3156955
IA
B
MORGAN STANLEYCRD#: 149777 760 West Main Street
Barrington, IL 60010
Barrington, IL 60010
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
Montana 6/1/2009
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 8/15/2024
B
Florida 6/1/2009
B
New Mexico 6/1/2009
B
Georgia 11/2/2022
B
New York 6/1/2009
B
Illinois 6/1/2009
B
North Carolina 6/1/2009
IA
Illinois 6/1/2009
B
Tennessee 1/4/2022
B
Indiana 6/1/2009
B
Texas 4/23/2015
B
Iowa 6/1/2009
IA
Texas 9/12/2016
B
Maryland 6/1/2009
B
Washington 1/23/2024
B
Michigan 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 4/16/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/14/2004 - 06/01/2009 | OAKBROOK TERRACE, IL | |
B | 05/14/2004 - 06/01/2009 | OAKBROOK TERRACE, IL | |
IA | 02/07/2001 - 05/18/2004 | OAK BROOK, IL | |
B | 01/13/1999 - 05/18/2004 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.