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Detailed Report
JOHN ARTHUR SPANN IV
JOHN ARTHUR SPANN
CRD#: 3156111
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 9019 OVERLOOK BLVD.
#D-1
BRENTWOOD, TN 37027
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2005 - 2006 (1 year)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)2003 - 2004 (1 year)BSAFECO INVESTMENT SERVICES, INC. (CRD# 19061)2000 - 2003 (2 years)BHAGAR FINANCIAL CORP. (CRD# 42301)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Alabama 8/11/2016
B
Georgia 9/15/2017
IA
Alabama 8/11/2016
IA
Georgia 9/18/2017
B
Arizona 2/21/2018
B
Kentucky 5/26/2016
IA
Arizona 2/27/2018
IA
Kentucky 5/26/2016
B
California 2/6/2020
B
North Carolina 9/19/2017
IA
California 2/6/2020
IA
North Carolina 9/19/2017
B
Connecticut 8/9/2017
B
Tennessee 5/12/2016
IA
Connecticut 8/9/2017
IA
Tennessee 5/12/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
9019 OVERLOOK BLVD. #D-1, BRENTWOOD, TN 37027
Franklin, TN
Registered with this firm since 5/12/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
9019 OVERLOOK BLVD. #D-1, BRENTWOOD, TN 37027
Franklin, TN
Registered with this firm since 5/5/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/25/2005 - 04/10/2006 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) CINCINNATI, OH
B
 01/03/2003 - 11/03/2004 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) ELMHURST, IL
B
 02/15/2000 - 01/03/2003 SAFECO INVESTMENT SERVICES, INC. (CRD#:19061) BOSTON, MA
B
 03/25/1999 - 12/13/1999 HAGAR FINANCIAL CORP. (CRD#:42301) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.