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BRIAN ADAM ROGERS
CRD#: 3155484
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 5100 Belt Line Rd.
Suite 852
Dallas, TX 75254
Registration History
199820002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - Present (22 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - Present (22 years)BRUSHMORE SECURITIES CORPORATION (CRD# 8392)1998 - 2002 (3 years)
Disclosure(s)
View By:
4/7/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 7/11/2023

B
New York 4/14/2021

B
Arkansas 2/26/2015

B
North Carolina 4/2/2019

B
California 8/28/2007

B
Oklahoma 8/7/2013

B
Colorado 8/12/2013

B
South Carolina 5/8/2015

B
Florida 1/3/2006

B
Tennessee 5/5/2016

B
Georgia 7/19/2022

B
Texas 9/23/2002

B
Illinois 8/7/2024

IA
Texas 1/15/2003

B
Iowa 10/25/2022

B
Utah 8/10/2017

B
Louisiana 4/25/2022

B
Virginia 3/27/2024

B
Michigan 4/2/2019

B
Washington 10/30/2013

B
New Mexico 8/7/2013

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
5100 Belt Line Rd. Suite 852, Dallas, TX 75254
Registered with this firm since 1/15/2003

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
5100 Belt Line Rd. Suite 852, Dallas, TX 75254
Registered with this firm since 9/23/2002

Previous Registration(s)
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B
12/14/1998 - 08/29/2002 RUSHMORE SECURITIES CORPORATION (CRD#:8392) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.