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Detailed Report
DONALD LEE CONNORS
DONALD LEE CONNERS
CRD#: 3155015
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 150 SOUTH WARNER ROAD
SUITE 120
KING OF PRUSSIA, PA 19406
Registration History
2002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2003 - Present (22 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2001 - 2003 (2 years)
Disclosure(s)
View By:
1/28/2021
Judgment / Lien
10/26/2020
Judgment / Lien
10/7/2019
Judgment / Lien
1/8/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/13/2012
B
New Jersey 2/21/2003
IA
Arizona 1/21/2020
IA
New Jersey 12/14/2016
B
California 5/10/2016
B
New York 2/21/2003
IA
California 5/11/2016
B
North Carolina 10/12/2011
B
Connecticut 6/7/2012
IA
North Carolina 6/19/2023
IA
Connecticut 4/12/2022
B
Pennsylvania 2/21/2003
B
Delaware 3/21/2007
IA
Pennsylvania 3/31/2016
IA
Delaware 8/27/2018
B
South Carolina 2/21/2003
B
Florida 4/4/2006
IA
South Carolina 4/14/2016
IA
Florida 3/24/2017
B
Texas 11/21/2013
B
Georgia 5/9/2024
IA
Texas 1/24/2017
IA
Georgia 5/9/2024
B
Virginia 10/1/2012
B
Maine 12/20/2005
IA
Virginia 3/30/2016
B
Maryland 2/21/2003
B
West Virginia 1/21/2016
IA
Maryland 1/30/2018
IA
West Virginia 7/14/2016
B
Massachusetts 2/4/2014
B
Wyoming 9/17/2024
B
Nebraska 7/3/2017
IA
Wyoming 9/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
150 SOUTH WARNER ROAD SUITE 120, KING OF PRUSSIA, PA 19406
5100 WEST TILGHMAN STREET SUITE 170, ALLENTOWN, PA 18104
Registered with this firm since 3/30/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
150 SOUTH WARNER ROAD SUITE 120, KING OF PRUSSIA, PA 19406
5100 WEST TILGHMAN STREET SUITE 170, ALLENTOWN, PA 18104
Registered with this firm since 2/21/2003
Previous Registration(s)
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B
 01/23/2001 - 02/14/2003 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.