Individual Firm
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MICHAEL HUSTON TORREY
Mike Torrey
CRD#: 3153660
IA
B
ARKADIOS WEALTH ADVISORSCRD#: 288863 10911 Clara Barton Court
Fairfax, VA 22032
Fairfax, VA 22032
ARKADIOS CAPITALCRD#: 282710 10911 Clara Barton Court
Fairfax, VA 22032
Fairfax, VA 22032
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
California 5/15/2023
B
Pennsylvania 11/2/2022
B
District of Columbia 11/2/2022
B
Rhode Island 11/2/2022
B
Florida 12/15/2023
B
South Carolina 2/14/2025
B
Georgia 11/2/2022
B
Tennessee 11/2/2022
B
Maryland 11/2/2022
B
Virginia 11/2/2022
B
North Carolina 11/15/2022
IA
Virginia 11/2/2022
SRO Registrations
B
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IA
Registered with this firm since 11/2/2022
B
Registered with this firm since 11/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/21/2017 - 11/09/2022 | Fairfax, VA | |
B | 09/30/2005 - 11/09/2022 | Fairfax, VA | |
IA | 07/15/2003 - 07/06/2017 | FAIRFAX, VA | |
B | 07/08/2000 - 09/30/2005 | FORT WAYNE, IN | |
B | 01/14/2000 - 07/27/2000 | LINCOLN, NE | |
B | 05/04/2000 - 07/08/2000 | CONCORD, NH | |
B | 12/16/1998 - 10/20/1999 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.