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Mark E Lucas
MARK EDWARD LUCAS
CRD#: 3153315
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 500 Providence Rd
Charlotte, NC 28207
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2002 - 2005 (3 years)BPFS INVESTMENTS INC. (CRD# 10111)1999 - 2002 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
Disclosure(s)
View By:
12/5/2008
Customer Dispute
Denied
5/16/2007
Customer Dispute
Settled
6/3/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/1/2012

B
Nevada 10/1/2012

B
Alaska 10/1/2012

B
New Hampshire 10/1/2012

B
Arizona 10/1/2012

B
New Jersey 10/1/2012

B
Arkansas 6/25/2015

B
New Mexico 10/1/2012

B
California 10/1/2012

B
New York 10/1/2012

B
Colorado 10/1/2012

B
North Carolina 10/1/2012

B
Connecticut 10/1/2012

IA
North Carolina 6/20/2019

B
Delaware 10/1/2012

B
North Dakota 11/13/2020

B
District of Columbia 10/1/2012

B
Ohio 10/1/2012

B
Florida 10/1/2012

IA
Ohio 6/6/2014

B
Georgia 10/1/2012

B
Oklahoma 10/1/2012

B
Hawaii 10/1/2012

B
Oregon 10/1/2012

B
Idaho 10/1/2012

B
Pennsylvania 10/1/2012

B
Illinois 10/1/2012

B
Puerto Rico 7/8/2019

B
Indiana 10/1/2012

B
Rhode Island 9/15/2020

B
Iowa 5/1/2017

B
South Carolina 10/1/2012

B
Kansas 10/1/2012

IA
South Carolina 6/25/2019

B
Kentucky 10/1/2012

B
South Dakota 5/5/2016

IA
Kentucky 5/8/2017

B
Tennessee 10/1/2012

B
Louisiana 10/1/2012

B
Texas 10/1/2012

B
Maine 10/1/2012

IA
Texas 6/11/2014

B
Maryland 10/1/2012

B
Utah 11/7/2013

B
Massachusetts 10/1/2012

B
Vermont 10/9/2012

B
Michigan 10/1/2012

B
Virgin Islands 1/27/2015

B
Minnesota 10/1/2012

B
Virginia 10/1/2012

IA
Minnesota 7/8/2019

B
Washington 10/1/2012

B
Mississippi 10/1/2012

B
West Virginia 10/1/2012

B
Missouri 10/1/2012

IA
West Virginia 10/1/2012

B
Montana 10/1/2012

B
Wisconsin 10/1/2012

B
Nebraska 1/23/2013

B
Wyoming 1/10/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
500 Providence Rd, Charlotte, NC 28207
112 S Tryon St Ste 100, Charlotte, NC 28284
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
500 Providence Rd, Charlotte, NC 28207
112 S Tryon St Ste 100, Charlotte, NC 28284
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BARBOURSVILLE, WV
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BARBOURSVILLE, WV
B
01/31/2002 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
05/18/1999 - 01/28/2002 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.