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DEVON CALDWELL LITTLEFIELD
CRD#: 3152964
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1520 VICTOR RD
MACEDON, NY 14502
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2001 - 2009 (7 years)2 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2016 - 2022 (5 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2009 - 2016 (7 years)BINTERNATIONAL ASSETS ADVISORY ... (CRD# 10645)2001 - 2001 (<1 year)BINTERNATIONAL ASSETS ADVISORY ... (CRD# 10645)1999 - 2001 (2 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2017 - 2022 (5 years)
License(s)

State Registrations

B
Arizona 5/18/2022

B
New York 5/18/2022

B
Arkansas 5/18/2022

IA
New York 5/18/2022

B
California 5/18/2022

B
North Carolina 5/18/2022

B
Colorado 5/18/2022

B
Ohio 5/18/2022

B
Connecticut 5/18/2022

B
Oklahoma 5/18/2022

B
Florida 5/18/2022

B
South Carolina 5/18/2022

B
Georgia 5/18/2022

B
South Dakota 5/18/2022

B
Idaho 5/18/2022

B
Tennessee 2/13/2023

B
Indiana 12/18/2024

B
Texas 5/18/2022

B
Kentucky 5/18/2022

B
Utah 5/18/2022

B
Maine 8/2/2022

B
Virginia 5/18/2022

B
Montana 5/18/2022

B
Wyoming 8/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1520 VICTOR RD, MACEDON, NY 14502
870 Holt Road, WEBSTER, NY 14580
Registered with this firm since 5/18/2022

B
LPL FINANCIAL LLC (CRD#:6413)
1520 VICTOR RD, MACEDON, NY 14502
870 Holt Road, WEBSTER, NY 14580
Registered with this firm since 5/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/07/2017 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SODUS, NY
B
12/01/2016 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SODUS, NY
B
09/04/2009 - 11/02/2016 CITIZENS SECURITIES, INC. (CRD#:39550) NEWARK, NY
IA
11/12/2001 - 08/26/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORLANDO, FL
B
11/12/2001 - 08/26/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORLANDO, FL
B
05/07/2001 - 11/06/2001 INTERNATIONAL ASSETS ADVISORY CORPORATION (CRD#:10645) ORLANDO, FL
B
01/25/1999 - 05/03/2001 INTERNATIONAL ASSETS ADVISORY CORPORATION (CRD#:10645) ORLANDO, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.