Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ASHER FLINT VII
ASHER FLINT, CHIP FLINT
CRD#: 3151946
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 69 MONROE AVENUE
PITTSFORD, NY 14534
PITTSFORD, NY 14534
View By:
6/29/2005
Customer Dispute
Settled
State Registrations
B
California 3/1/2005
B
New York 5/20/1999
IA
California 2/28/2019
IA
New York 4/16/2021
B
Connecticut 4/6/2010
B
North Carolina 2/13/2020
B
Florida 1/16/2001
IA
North Carolina 4/5/2023
IA
Florida 4/14/2022
B
Ohio 11/14/2022
B
Illinois 1/9/2024
B
Oklahoma 5/3/2017
B
Maine 9/24/2018
IA
Oklahoma 5/26/2017
IA
Maine 4/8/2024
B
South Carolina 10/4/2023
B
Massachusetts 3/22/2023
B
Tennessee 9/20/2018
IA
Massachusetts 4/18/2024
B
Texas 2/14/2017
B
Michigan 5/26/2017
B
Vermont 12/1/2020
IA
Michigan 5/26/2017
IA
Vermont 9/22/2021
B
Missouri 10/15/2009
B
Virginia 12/1/2020
IA
Missouri 5/26/2017
IA
Virginia 2/27/2023
B
New Jersey 9/24/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/26/2017
B
Registered with this firm since 5/20/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/21/1999 - 05/10/1999 | PITTSFORD, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.