Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
PHILIP LUDWIG HAMMER
CRD#: 3151284
IA
Investment Adviser
B
Broker
SAXONY CAPITAL MANAGEMENT, LLCCRD#: 122692 2645 EXECUTIVE PARK DRIVE
SUITE 109
WESTON, FL 33331
SAXONY SECURITIES, INC.CRD#: 115547 2645 EXECUTIVE PARK DR.
SUITE 109
WESTON, FL 33331
Registration History
20002002200420062008201020122014201620182020202220242026IASAXONY CAPITAL MANAGEMENT, LLC (CRD# 122692)2012 - Present (13 years)BSAXONY SECURITIES, INC. (CRD# 115547)2010 - Present (15 years)BOPPENHEIMER & CO. INC. (CRD# 249)1999 - 2010 (11 years)
License(s)

State Registrations

B
Florida 1/21/2010
B
New Jersey 6/28/2016
IA
Florida 3/13/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SAXONY CAPITAL MANAGEMENT, LLC (CRD#:122692)
2645 EXECUTIVE PARK DRIVE SUITE 109, WESTON, FL 33331
Registered with this firm since 3/13/2012
B
SAXONY SECURITIES, INC. (CRD#:115547)
2645 EXECUTIVE PARK DR. SUITE 109, WESTON, FL 33331
Registered with this firm since 1/21/2010
Previous Registration(s)
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B
 01/27/1999 - 02/02/2010 OPPENHEIMER & CO. INC. (CRD#:249) FORT LAUDERDALE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.