Individual Firm
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AMIN BRENT ANTOINE
CRD#: 3151158
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 428 E 1st Ave
Roselle, NJ 07020
Roselle, NJ 07020
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 109 VALLEY ST
SOUTH ORANGE, NJ 07079-2811
SOUTH ORANGE, NJ 07079-2811
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1/23/2009
Customer Dispute
Denied
4/19/2006
Customer Dispute
Denied
3/28/2002
Customer Dispute
Denied
State Registrations
B
New Jersey 3/7/2008
B
New York 7/3/2008
IA
New Jersey 6/1/2023
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2023
B
Registered with this firm since 2/28/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2007 - 12/12/2007 | WHITE PLAINS, NY | |
B | 03/26/2007 - 12/12/2007 | NEW YORK, NY | |
B | 04/07/2006 - 03/22/2007 | NEW WOODSTOCK, NY | |
IA | 04/22/2005 - 03/07/2006 | HILLSBOROUGH, NJ | |
B | 04/22/2005 - 03/07/2006 | HILLSBOROUGH, NJ | |
IA | 08/10/2004 - 04/21/2005 | NEW YORK, NY | |
B | 08/10/2004 - 04/21/2005 | IRVINE, CA | |
IA | 04/21/2004 - 08/13/2004 | NEW YORK, NY | |
B | 03/05/2002 - 08/13/2004 | NEW YORK, NY | |
B | 12/14/1999 - 03/07/2002 | LONG ISLAND CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.