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Detailed Report
KEVIN R MARANI
CRD#: 3150509
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1990 NORTH CALIFORNIA
YGNACIO CENTER SUITE 180
WALNUT CREEK, CA 94596
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BPINNACLE CAPITAL SECURITIES, LLC (CRD# 106213)2019 - 2021 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - 2013 (<1 year)BAON BENFIELD SECURITIES, INC. (CRD# 4138)1999 - 2009 (10 years)
License(s)

State Registrations

B
Arizona 11/14/2024
B
Nevada 11/14/2024
B
California 11/14/2024
B
New York 11/14/2024
IA
California 11/14/2024
B
North Carolina 11/14/2024
B
Florida 11/22/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1990 NORTH CALIFORNIA YGNACIO CENTER SUITE 180, WALNUT CREEK, CA 94596
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
1990 NORTH CALIFORNIA YGNACIO CENTER SUITE 180, WALNUT CREEK, CA 94596
Registered with this firm since 11/14/2024
Previous Registration(s)
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IA
 05/11/2022 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Walnut Creek, CA
B
 08/17/2022 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Walnut Creek, CA
B
 08/02/2019 - 03/01/2021 PINNACLE CAPITAL SECURITIES, LLC (CRD#:106213) Long Beach, CA
B
 04/22/2013 - 12/18/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) WALNUT CREEK, CA
B
 01/01/1999 - 03/30/2009 AON BENFIELD SECURITIES, INC. (CRD#:4138) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.