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KIMBERLY A VAUGHN
CRD#: 3150408
IA
Investment Adviser
B
Broker
LEONARD INVESTMENT ADVISORS INC.CRD#: 116712 1900 N W EXPRESSWAY
SUITE 1450
OKLAHOMA CITY, OK 73118-1812
B.B. GRAHAM & COMPANY, INC.CRD#: 41533 1900 NW Expressway, Suite 1450
Oklahoma City, OK 73118
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2019 - Present (5 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2001 - 2019 (17 years)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2001 (<1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - 2019 (17 years)
License(s)

State Registrations

B
Louisiana 10/26/2023

B
Oklahoma 3/15/2019

B
Mississippi 3/15/2019

IA
Oklahoma 3/15/2019

IA
Mississippi 3/26/2019

B
Texas 3/15/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEONARD INVESTMENT ADVISORS INC. (CRD#:116712)
1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118-1812
1900 NW Expressway Suite 1450, Oklahoma City, OK 73118
Registered with this firm since 11/20/2019

IA
B.B. GRAHAM & COMPANY, INC. (CRD#:41533)
1900 NW Expressway, Suite 1450, Oklahoma City, OK 73118
Registered with this firm since 3/15/2019

B
B.B. GRAHAM & COMPANY, INC. (CRD#:41533)
1900 NW Expressway, Suite 1450, Oklahoma City, OK 73118
Registered with this firm since 3/15/2019

Previous Registration(s)
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IA
02/21/2002 - 02/12/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) OKLAHOMA CITY, OK
B
09/21/2001 - 02/12/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) OKLAHOMA CITY, OK
B
09/12/2001 - 10/03/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.