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RODNEY JAMES RODRIGUEZ
CRD#: 3148956
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
1660 Olympic Blvd.
Walnut Creek, CA 94596
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2003 (3 years)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)1999 - 1999 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alaska 12/14/2021

B
Minnesota 11/2/2020

B
Arizona 1/7/2010

B
Nevada 5/29/2007

B
California 5/29/2007

B
New Jersey 7/26/2023

IA
California 5/29/2007

B
New Mexico 1/20/2010

B
Colorado 8/8/2014

B
New York 5/29/2007

B
District of Columbia 1/7/2010

B
North Carolina 5/31/2013

B
Florida 1/8/2015

B
Ohio 12/2/2013

B
Georgia 5/28/2014

B
Oregon 1/7/2010

B
Hawaii 12/3/2009

B
Pennsylvania 8/31/2020

B
Idaho 11/26/2014

B
Rhode Island 9/29/2022

B
Illinois 5/15/2014

B
Texas 1/20/2010

B
Kansas 10/18/2019

B
Utah 1/22/2018

B
Maryland 5/3/2022

B
Virginia 8/15/2014

B
Massachusetts 7/5/2013

B
Washington 2/5/2013

B
Michigan 2/23/2015

B
Wisconsin 8/6/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 1660 Olympic Blvd., Walnut Creek, CA 94596
CWM Retail, Sales 4420 Treat Blvd., Concord, CA 94521
Registered with this firm since 5/29/2007

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 1660 Olympic Blvd., Walnut Creek, CA 94596
CWM Retail, Sales 4420 Treat Blvd., Concord, CA 94521
Registered with this firm since 5/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/10/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
02/10/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
IA
02/13/2002 - 02/03/2003 MORGAN STANLEY (CRD#:7556) SAN FRANCISCO, CA
B
01/04/2000 - 02/03/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
01/08/1999 - 10/11/1999 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.