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Detailed Report
ERIC WADE HUDSON
CRD#: 3148246
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 211 MAIN ST 2ND FL
[C1-RBO]
ANSONIA, CT 06401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2007 (8 years)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2015 - 2016 (1 year)2 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
6/10/2024
Customer Dispute
Denied
11/28/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Connecticut 12/9/2022
B
New York 12/9/2022
IA
Connecticut 12/9/2022
B
Rhode Island 12/9/2022
B
Florida 12/9/2022
B
Texas 12/9/2022
B
New Jersey 12/9/2022
B
Virginia 12/9/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
211 MAIN ST 2ND FL [C1-RBO], ANSONIA, CT 06401
422 POST RD E, WESTPORT, CT 06880
Registered with this firm since 12/9/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
211 MAIN ST 2ND FL [C1-RBO], ANSONIA, CT 06401
422 POST RD E, WESTPORT, CT 06880
Registered with this firm since 12/9/2022
Previous Registration(s)
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IA
 02/21/2017 - 12/12/2022 KEY INVESTMENT SERVICES LLC (CRD#:136300) Norwalk, CT
B
 02/21/2017 - 12/12/2022 KEY INVESTMENT SERVICES LLC (CRD#:136300) Norwalk, CT
IA
 05/12/2015 - 07/28/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OXFORD, CT
B
 05/12/2015 - 07/28/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OXFORD, CT
IA
 04/04/2014 - 05/20/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SOUTHPORT, CT
B
 03/18/2014 - 04/25/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SOUTHPORT, CT
IA
 04/23/1999 - 07/30/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
B
 01/05/1999 - 07/30/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.