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TODD LOUIS JONES
CRD#: 3147792
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 4208 SIX FORKS RD
SUITE 1700
RALEIGH, NC 27609
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 4208 SIX FORKS ROAD #1700
RALEIGH, NC 27609
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2000 (1 year)2 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2003 (1 year)IACAPTRUST (CRD# 175112)2015 - Present (9 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2003 - Present (21 years)IACAPTRUST FINANCIAL ADVISORS OR... (CRD# 126291)2003 - 2015 (11 years)
License(s)

State Registrations

B
California 10/23/2006

B
North Carolina 10/20/2003

B
Florida 10/20/2003

IA
North Carolina 4/15/2015

B
Hawaii 1/7/2020

B
Pennsylvania 10/20/2003

B
Maryland 10/20/2003

B
South Carolina 10/20/2003

B
New Jersey 10/20/2003

B
Virginia 10/20/2003

B
New York 10/20/2003

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
4208 SIX FORKS RD SUITE 1700, RALEIGH, NC 27609
Registered with this firm since 4/15/2015

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
4208 SIX FORKS ROAD #1700, RALEIGH, NC 27609
Registered with this firm since 10/20/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/20/2003 - 04/22/2015 CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" (CRD#:126291) RALEIGH, NC
IA
06/20/2002 - 10/17/2003 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) RALEIGH, NC
B
06/15/2002 - 10/17/2003 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
IA
11/08/2001 - 06/20/2002 CAPTRUST FINANCIAL ADVISORS (CRD#:41727) RALEIGH, NC
B
02/27/2001 - 06/15/2002 CAPTRUST FINANCIAL ADVISORS, LLC (CRD#:41727) CHARLOTTE, NC
B
12/24/1998 - 02/18/2000 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
12/24/1998 - 02/18/2000 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.