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RYAN THOMAS BERUBE
CRD#: 3146998
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2015 (7 years)2 FIRMS2015 - Present (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - 2003 (2 years)IAQUEST CAPITAL MANAGEMENT, INC. (CRD# 114690)2001 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 8/8/2022

B
Nevada 1/3/2022

B
Arizona 7/11/2019

B
New Jersey 12/2/2015

B
Arkansas 1/3/2022

B
New Mexico 1/3/2022

B
California 12/2/2015

B
New York 12/2/2015

B
Colorado 12/2/2015

B
North Carolina 12/2/2015

B
Florida 12/2/2015

B
Ohio 11/30/2023

B
Georgia 8/10/2021

B
Oklahoma 12/2/2015

B
Illinois 1/3/2022

B
Pennsylvania 10/17/2022

B
Indiana 12/8/2023

B
South Carolina 2/16/2023

B
Iowa 6/3/2019

B
South Dakota 10/20/2017

B
Kansas 1/3/2022

B
Tennessee 4/16/2018

B
Kentucky 1/3/2022

B
Texas 12/2/2015

B
Louisiana 12/2/2015

IA
Texas 12/2/2015

B
Massachusetts 12/2/2015

B
Virginia 1/14/2025

B
Michigan 9/15/2023

B
Washington 12/2/2015

B
Montana 1/3/2022

B
Wyoming 12/2/2015

B
Nebraska 12/2/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 12/2/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 12/2/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/12/2008 - 12/18/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
B
04/30/2008 - 12/18/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
IA
01/12/2001 - 11/07/2003 QUEST CAPITAL MANAGEMENT, INC. (CRD#:114690) DALLAS, TX
B
09/12/2000 - 03/21/2003 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.