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PETER BRETT SHARPE
CRD#: 3146784
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 6187 CARPINTERIA AVE
CARPINTERIA, CA 93013
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - Present (18 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2000 - 2002 (2 years)BBISYS BROKERAGE SERVICES, INC. (CRD# 23302)1999 - 2000 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)1998 - 1999 (<1 year)
License(s)

State Registrations

B
California 10/13/2006

IA
California 10/13/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6187 CARPINTERIA AVE, CARPINTERIA, CA 93013
Registered with this firm since 10/13/2006

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6187 CARPINTERIA AVE, CARPINTERIA, CA 93013
Registered with this firm since 10/13/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2003 - 10/19/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SANTA BARBARA, CA
B
09/03/2003 - 10/19/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SANTA BARBARA, CA
IA
12/05/2002 - 09/09/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA BARBARA, CA
B
10/07/2002 - 09/09/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
05/10/2000 - 10/07/2002 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
09/21/1999 - 05/10/2000 BISYS BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
12/01/1998 - 05/28/1999 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.