Individual Firm
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VAHE BOYAJIAN
CRD#: 3146197
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 TOWN CENTER RD
BOCA RATON, FL 33486
BOCA RATON, FL 33486
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6/13/2008
Customer Dispute
Denied
State Registrations
B
Alabama 4/29/2010
B
Nevada 10/23/2009
B
Arizona 10/23/2009
B
New Hampshire 10/23/2009
B
California 10/23/2009
B
New Jersey 10/23/2009
B
Colorado 10/23/2009
IA
New Jersey 10/23/2009
B
Connecticut 10/23/2009
B
New Mexico 1/14/2025
IA
Connecticut 10/23/2009
B
New York 10/23/2009
B
Delaware 11/16/2018
B
North Carolina 10/23/2009
B
District of Columbia 10/23/2009
B
Ohio 4/27/2010
B
Florida 10/23/2009
B
Oregon 4/26/2010
IA
Florida 10/13/2014
B
Pennsylvania 10/23/2009
B
Georgia 10/23/2009
B
Rhode Island 10/23/2009
B
Illinois 10/23/2009
B
South Carolina 10/23/2009
B
Indiana 1/17/2024
B
Tennessee 4/27/2010
B
Iowa 2/15/2019
B
Texas 10/23/2009
B
Kansas 2/13/2017
IA
Texas 2/7/2013
B
Kentucky 4/27/2010
B
Utah 1/16/2023
B
Louisiana 5/13/2010
B
Vermont 1/14/2025
B
Maine 4/29/2010
B
Virginia 10/23/2009
B
Maryland 10/23/2009
B
Washington 10/8/2024
B
Massachusetts 10/23/2009
B
West Virginia 1/14/2025
B
Michigan 10/23/2009
B
Wisconsin 4/26/2010
B
Minnesota 1/14/2025
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 10/23/2009
B
Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2009 - 10/23/2009 | GREENWICH, CT | |
B | 10/20/2004 - 10/23/2009 | GREENWICH, CT | |
B | 06/25/2003 - 10/20/2004 | NEW YORK, NY | |
B | 08/20/1999 - 04/15/2003 | CARLE PLACE, NY |
CARLE PLACE, NY
08/20/1999 - 04/15/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.