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Michael Miller
Michael Pink Miller, Mike Miller
CRD#: 3145864
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1121 Gallatin Ave
Nashville, TN 37206
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2008 (7 years)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 1999 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2008 (5 years)
Disclosure(s)
View By:
9/22/2016
Financial
Final
9/1/2016
Financial
Final
License(s)

State Registrations

B
Alabama 5/19/2021

B
Minnesota 11/22/2021

B
Arizona 8/27/2021

B
Nevada 6/1/2022

B
California 4/23/2021

B
New Jersey 11/8/2023

B
Colorado 7/1/2022

B
New York 9/5/2021

B
Connecticut 7/3/2024

B
North Carolina 11/16/2020

B
Delaware 7/1/2024

B
Ohio 8/12/2021

B
District of Columbia 11/8/2023

B
Oregon 7/27/2021

B
Florida 9/22/2021

B
Pennsylvania 11/14/2023

B
Georgia 3/19/2021

B
South Carolina 3/27/2023

B
Illinois 6/11/2021

B
Tennessee 11/13/2020

B
Indiana 9/22/2021

IA
Tennessee 11/17/2020

B
Kansas 1/14/2025

IA
Texas 11/13/2020

B
Kentucky 11/3/2021

B
Texas 11/17/2020

B
Louisiana 6/27/2022

B
Vermont 10/7/2024

B
Maine 5/6/2021

B
Virginia 8/23/2022

B
Maryland 7/9/2024

B
Washington 1/21/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1121 Gallatin Ave, Nashville, TN 37206
7655 Highway 70 S, Nashville, TN 37221
Registered with this firm since 11/13/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1121 Gallatin Ave, Nashville, TN 37206
7655 Highway 70 S, Nashville, TN 37221
Registered with this firm since 11/13/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/21/2018 - 10/06/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BRENTWOOD, TN
B
06/21/2018 - 10/06/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BRENTWOOD, TN
IA
03/28/2008 - 06/06/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NASHVILLE, TN
B
03/28/2008 - 06/06/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NASHVILLE, TN
IA
02/03/2003 - 04/14/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
08/14/2000 - 04/14/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
09/14/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
12/04/1998 - 07/30/1999 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.