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STEPHEN CHARLES COGGINS
STEVE COGGINS, Stephen Coggins
CRD#: 3145791
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 5535 Currituck Drive, Suite 110
Wilmington, NC 28403
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 5535 Currituck Drive, Suite 110
Wilmington, NC 28403
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BCAPITAL INVESTMENT GROUP, INC. (CRD# 14752)2012 - 2016 (4 years)BTRIAD ADVISORS, INC. (CRD# 25803)2005 - 2012 (7 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2001 - 2004 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1998 - 2001 (2 years)IAIRONGATE PARTNERS, INC. (CRD# 118472)2010 - 2017 (7 years)IAIRONGATE INVESTMENT MANAGEMENT... (CRD# 165032)2013 - 2015 (2 years)
License(s)

State Registrations

IA
North Carolina 11/8/2022

B
North Carolina 11/9/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
5535 Currituck Drive, Suite 110, Wilmington, NC 28403
Registered with this firm since 11/8/2022

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
5535 Currituck Drive, Suite 110, Wilmington, NC 28403
Registered with this firm since 11/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/28/2016 - 10/28/2022 HIGHTOWER ADVISORS, LLC (CRD#:145323) Wilmington, NC
B
10/28/2016 - 10/28/2022 HIGHTOWER SECURITIES, LLC (CRD#:116681) Wilmington, NC
IA
03/03/2010 - 03/21/2017 IRONGATE PARTNERS, INC. (CRD#:118472) WILMINGTON, NC
B
07/23/2012 - 10/28/2016 CAPITAL INVESTMENT GROUP, INC. (CRD#:14752) WILMINGTON, NC
IA
01/02/2013 - 12/31/2015 IRONGATE INVESTMENT MANAGEMENT, LLC (CRD#:165032) WILMINGTON, NC
B
01/03/2005 - 07/20/2012 TRIAD ADVISORS, INC. (CRD#:25803) ATLANTA, GA
B
05/31/2001 - 12/31/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
12/07/1998 - 06/18/2001 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.