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JAKE NORMAN SPRUIELL
CRD#: 3145657
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 SAN ANTONIO, TX
CETERA ADVISOR NETWORKS LLCCRD#: 13572 SAN ANTONIO, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2010 (6 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2013 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2003 (4 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2022 - 2023 (1 year)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2021 - 2021 (<1 year)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2010 - 2021 (10 years)IAST JOHNS WEALTH MANAGEMENT (CRD# 105564)2010 - 2010 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2003 (1 year)
Disclosure(s)
View By:
4/27/2010
Employment Separation After Allegations
License(s)

State Registrations

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Texas 6/6/2024

IA
Texas 6/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
SAN ANTONIO, TX
6999 MCPHERSON RD SUITE 326-6, LAREDO, TX 78041
Registered with this firm since 6/6/2024

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CETERA ADVISOR NETWORKS LLC (CRD#:13572)
SAN ANTONIO, TX
6999 MCPHERSON RD SUITE 326-6, LAREDO, TX 78041
Registered with this firm since 6/5/2024

Previous Registration(s)
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08/19/2021 - 06/07/2024 PNC INVESTMENTS (CRD#:129052) LAREDO, TX
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08/16/2021 - 06/07/2024 PNC INVESTMENTS (CRD#:129052) LAREDO, TX
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01/13/2022 - 11/22/2023 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Laredo, TX
IA
09/15/2021 - 12/31/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Laredo, TX
IA
10/15/2010 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) LAREDO, TX
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05/16/2013 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) LAREDO, TX
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07/26/2010 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) LAREDO, TX
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09/17/2010 - 10/15/2010 ST JOHNS WEALTH MANAGEMENT (CRD#:105564) LAREDO, TX
IA
10/15/2003 - 05/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LAREDO, TX
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10/15/2003 - 05/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LAREDO, TX
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10/09/2002 - 10/14/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) LAREDO, TX
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02/12/1999 - 10/14/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.