Individual Firm
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BENJAMIN C FAIR
BENJAMIN FAIR
CRD#: 3145566
IA
B
CAPITAL ANALYSTSCRD#: 162200 SUITE 200
101 WEST AVENUE
JENKINTOWN, PA 19046
101 WEST AVENUE
JENKINTOWN, PA 19046
LINCOLN INVESTMENTCRD#: 519 5 Walnut Grove Drive
SUITE 240
Horsham, PA 19044
SUITE 240
Horsham, PA 19044
0
Disclosures
26
Years of Experience
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State Registrations
B
California 1/3/2019
B
New Jersey 8/1/2008
B
Delaware 8/1/2008
B
North Carolina 6/21/2016
B
Florida 1/3/2019
B
Pennsylvania 8/1/2008
B
Kentucky 1/3/2019
IA
Pennsylvania 6/28/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 4/15/2015
IA
Registered with this firm since 6/28/2011
B
Registered with this firm since 8/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/04/1999 - 07/30/2008 | BALA CYNWYD, PA | |
B | 03/04/1999 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
03/04/1999 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.