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Joyce Lynn Sullivan
JOYCE LYNN CRITES, JOYCE LYNN KLINE, JOYCE LYNN KLINECRITES
CRD#: 3145260
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4220 WILLIAM PENN HWY
MONROEVILLE, PA 15146
MONROEVILLE, PA 15146
CETERA INVESTMENT SERVICES LLCCRD#: 15340 4220 WILLIAM PENN HIGHWAY
MONROEVILLE, PA 15146
MONROEVILLE, PA 15146
0
Disclosures
25
Years of Experience
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State Registrations
IA
Pennsylvania 11/26/2019
B
Pennsylvania 12/6/2019
SRO Registrations
B
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B
Registered with this firm since 12/6/2019
IA
Registered with this firm since 11/26/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2004 - 11/01/2018 | PITTSBURGH, PA | |
B | 01/01/2004 - 11/01/2018 | PITTSBURGH, PA | |
IA | 06/03/2003 - 01/01/2004 | PITTSBURGH, PA | |
B | 06/01/2002 - 01/01/2004 | LOUISVILLE, KY | |
B | 12/13/2001 - 06/01/2002 | PITTSBURGH, PA | |
B | 09/13/2000 - 12/13/2001 | PURCHASE, NY | |
B | 01/26/1999 - 08/01/2000 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.