Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AMY HILDA Kiley
AMY HILDA CASEY, AMY HILDA Luukko
CRD#: 3144976
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 198 CHARLTON RD
SUITE 9
STURBRIDGE, MA 01566
CETERA ADVISOR NETWORKS LLCCRD#: 13572 198 CHARLTON RD
SUITE 9
STURBRIDGE, MA 01566
Registration History
20002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2003 - 2021 (17 years)BWADDELL & REED, INC. (CRD# 866)1999 - 2003 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2021 (17 years)IAWADDELL & REED, INC. (CRD# 866)2000 - 2003 (3 years)
Disclosure(s)
View By:
12/9/2005
Regulatory
Final
License(s)

State Registrations

B
Alabama 6/9/2021
B
North Carolina 6/9/2021
B
Connecticut 6/9/2021
B
Pennsylvania 6/9/2021
B
Florida 6/11/2021
B
Rhode Island 6/9/2021
B
Maine 6/9/2021
B
South Carolina 6/9/2021
B
Massachusetts 6/9/2021
B
Utah 6/9/2021
IA
Massachusetts 6/29/2023
B
Washington 6/9/2021
B
New Hampshire 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
198 CHARLTON RD SUITE 9, STURBRIDGE, MA 01566
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
198 CHARLTON RD SUITE 9, STURBRIDGE, MA 01566
Registered with this firm since 6/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/15/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) EAST BROOKFIELD, MA
B
 10/24/2003 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) EAST BROOKFIELD, MA
IA
 03/09/2000 - 10/24/2003 WADDELL & REED, INC. (CRD#:866) HARRISBURG, PA
B
 01/06/1999 - 10/24/2003 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.