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Detailed Report
MARGARET ELIZABETH MAHONE
MOLLY MAHONE, MARGARET ELIZABETH MAHONE-SWILLEY, MOLLY MAHONE-SWILLEY
CRD#: 3144079
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6300 ROSWELL RD NE
[Sandy Springs]
ATLANTA, GA 30328
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1999 - 2011 (11 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1998 - 2001 (3 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2011 (8 years)
Disclosure(s)
View By:
2/2/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 1/26/2022
B
Puerto Rico 7/11/2024
B
Florida 2/27/2020
B
South Carolina 4/22/2022
B
Georgia 10/22/2015
B
Tennessee 4/2/2024
IA
Georgia 10/22/2015
B
Texas 11/18/2019
B
Louisiana 11/7/2017
IA
Texas 11/18/2019
B
Mississippi 7/26/2023
B
Virginia 4/22/2022
B
North Carolina 12/16/2021
B
Washington 9/30/2024
B
Pennsylvania 4/16/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6300 ROSWELL RD NE [Sandy Springs], ATLANTA, GA 30328
Registered with this firm since 10/2/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6300 ROSWELL RD NE [Sandy Springs], ATLANTA, GA 30328
Registered with this firm since 10/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2012 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) MARIETTA, GA
B
 10/01/2012 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) MARIETTA, GA
IA
 07/01/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MARIETTA, GA
B
 06/28/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MARIETTA, GA
IA
 03/28/2003 - 06/13/2011 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ATLANTA, GA
B
 07/15/1999 - 06/13/2011 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ATLANTA, GA
B
 11/20/1998 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.