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Kerry A Carson
Kerry Ann Carson
CRD#: 3142867
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2125 LOUISIANA BLVD
ALBUQUERQUE, NM 87110
ALBUQUERQUE, NM 87110
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 7/11/2023
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Missouri 4/20/2022
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Alaska 3/20/2024
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Montana 4/20/2022
B
Arizona 4/1/2022
B
Nebraska 4/20/2022
B
Arkansas 3/15/2024
B
Nevada 4/20/2022
B
California 4/1/2022
B
New Hampshire 3/15/2024
B
Colorado 4/1/2022
B
New Mexico 4/1/2022
B
Connecticut 4/20/2022
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New Mexico 4/1/2022
B
District of Columbia 4/20/2022
B
New York 4/20/2022
B
Florida 4/20/2022
B
North Carolina 4/20/2022
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Georgia 4/20/2022
B
Ohio 4/21/2022
B
Hawaii 4/20/2022
B
Oklahoma 4/20/2022
B
Idaho 4/26/2022
B
Oregon 4/20/2022
B
Illinois 4/20/2022
B
Pennsylvania 4/20/2022
B
Indiana 4/26/2022
B
South Carolina 4/20/2022
B
Iowa 10/25/2022
B
South Dakota 10/25/2022
B
Kansas 4/20/2022
B
Tennessee 3/15/2024
B
Kentucky 3/20/2024
B
Texas 4/1/2022
B
Louisiana 4/26/2022
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Texas 4/28/2022
B
Maine 8/15/2022
B
Utah 10/25/2022
B
Maryland 4/20/2022
B
Vermont 9/6/2023
B
Massachusetts 3/15/2024
B
Virginia 4/20/2022
B
Michigan 4/20/2022
B
Washington 4/20/2022
B
Minnesota 1/16/2023
B
West Virginia 3/15/2024
B
Mississippi 4/20/2022
SRO Registrations
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IA
Registered with this firm since 4/1/2022
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Registered with this firm since 4/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2018 - 12/10/2021 | SANTA FE, NM | |
B | 06/18/2018 - 12/10/2021 | SANTA FE, NM | |
B | 06/01/2009 - 01/11/2010 | ALBUQUERQUE, NM | |
B | 04/02/2007 - 06/01/2009 | ALBUQUERQUE, NM | |
B | 11/10/1998 - 04/02/2007 | ALBUQUERQUE, NM |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.