Individual Firm
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STEPHANIE MARIE GANTT
STEPHANIE MARIE ABRAHAM
CRD#: 3142811
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 6800 College Blvd. Suite 380
Overland Park, KS 66211
Overland Park, KS 66211
LPL FINANCIAL LLCCRD#: 6413 6800 COLLEGE BLVD STE 380
OVERLAND PARK, KS 66211
OVERLAND PARK, KS 66211
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5/10/2013
Customer Dispute
Denied
1/22/2009
Customer Dispute
Closed-No Action
State Registrations
B
California 2/1/2021
B
Kansas 10/14/2010
B
Colorado 1/25/2018
IA
Kansas 7/14/2023
B
Florida 10/14/2010
B
Missouri 10/14/2010
B
Iowa 8/24/2022
B
Tennessee 1/13/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/14/2023
B
Registered with this firm since 10/14/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/08/2010 - 12/31/2023 | Overland Park, KS | |
IA | 06/01/2009 - 10/29/2010 | KANSAS CITY, MO | |
B | 06/01/2009 - 10/29/2010 | KANSAS CITY, MO | |
IA | 05/29/2002 - 06/01/2009 | KANSAS CITY, MO | |
B | 05/15/2002 - 06/01/2009 | KANSAS CITY, MO | |
B | 12/14/1998 - 05/23/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.