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ELLEN STEVENS BURRIS
ELLEN KLINE, ELLEN ELIZABETH STEVENS
CRD#: 3141542
IA
Investment Adviser
B
Broker
UMB FINANCIAL SERVICES, INC.CRD#: 17073 4900 Main Street
Kansas City, MO 64112
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2012 - 2014 (1 year)BM&I FINANCIAL ADVISORS, INC (CRD# 16517)2008 - 2012 (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2008 (4 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)1999 - 2002 (3 years)
License(s)

State Registrations

B
Kansas 2/12/2018

B
Missouri 8/21/2014

IA
Kansas 2/21/2018

IA
Missouri 12/22/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UMB FINANCIAL SERVICES, INC. (CRD#:17073)
4900 Main Street, Kansas City, MO 64112
Overland Park, KS
Registered with this firm since 12/22/2014

B
UMB FINANCIAL SERVICES, INC. (CRD#:17073)
4900 Main Street, Kansas City, MO 64112
Overland Park, KS
Registered with this firm since 8/21/2014

Previous Registration(s)
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B
08/01/2012 - 07/21/2014 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) OLATHE, KS
B
12/05/2008 - 08/01/2012 M&I FINANCIAL ADVISORS, INC (CRD#:16517) INDEPENDENCE, MO
B
02/05/2004 - 07/02/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) OVERLAND PARK, KS
B
01/12/1999 - 02/21/2002 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.