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JOSEPH KEVIN CARIELLO
JOE CARIELLO
CRD#: 3140714
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1000 LOUISIANA ST 7TH FL
[PCG-9Q]
HOUSTON, TX 77002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BCREDIT AGRICOLE SECURITIES (US... (CRD# 190)2014 - 2020 (5 years)BCLSA AMERICAS, LLC (CRD# 165533)2013 - 2014 (<1 year)BCREDIT AGRICOLE SECURITIES (US... (CRD# 190)2009 - 2013 (3 years)BSOLEIL SECURITIES CORPORATION (CRD# 124737)2007 - 2009 (1 year)BASSENT LLC (CRD# 104162)2003 - 2007 (3 years)BWORLDCO, L.L.C. (CRD# 24673)1998 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 11/13/2024

B
New Jersey 11/4/2020

B
California 11/4/2020

B
New York 11/2/2020

B
Colorado 11/13/2024

B
North Carolina 11/4/2020

B
Connecticut 1/6/2025

B
Ohio 11/2/2020

B
Florida 11/2/2020

IA
Ohio 9/19/2023

B
Georgia 11/4/2020

B
Oregon 1/6/2025

B
Illinois 11/2/2020

B
Pennsylvania 11/4/2020

B
Kentucky 1/6/2025

B
South Carolina 11/4/2020

B
Louisiana 1/6/2025

B
Tennessee 1/6/2025

B
Maryland 11/4/2020

B
Texas 11/2/2020

B
Massachusetts 1/6/2025

IA
Texas 11/2/2020

B
Michigan 12/19/2024

B
Virginia 10/17/2024

B
Montana 1/6/2025

B
Washington 4/4/2023

B
Nevada 1/6/2025

B
Wisconsin 1/6/2025

B
New Hampshire 1/6/2025

B
Wyoming 1/25/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1000 LOUISIANA ST 7TH FL [PCG-9Q], HOUSTON, TX 77002
Registered with this firm since 11/2/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1000 LOUISIANA ST 7TH FL [PCG-9Q], HOUSTON, TX 77002
Registered with this firm since 11/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/20/2014 - 02/13/2020 CREDIT AGRICOLE SECURITIES (USA) INC. (CRD#:190) HOUSTON, TX
B
03/04/2013 - 01/16/2014 CLSA AMERICAS, LLC (CRD#:165533) NEW YORK, NY
B
12/23/2009 - 06/03/2013 CREDIT AGRICOLE SECURITIES (USA) INC. (CRD#:190) NEW YORK, NY
B
09/04/2007 - 03/12/2009 SOLEIL SECURITIES CORPORATION (CRD#:124737) NEW YORK, NY
B
11/03/2003 - 03/13/2007 ASSENT LLC (CRD#:104162) HOBOKEN, NJ
B
11/02/1998 - 10/21/2003 WORLDCO, L.L.C. (CRD#:24673) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.