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KELLY PETROCELLA
KELLY MARIE CAPALDI
CRD#: 3139689
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 31500 NORTHWESTERN HIGHWAY
SUITE 150
FARMINGTON HILLS, MI 48334
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2007 (1 year)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2001 - 2005 (4 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)IAH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 12/22/2014

IA
Michigan 8/4/2014

B
California 8/1/2014

B
Minnesota 2/25/2020

B
Colorado 8/23/2022

B
New York 8/1/2014

B
Connecticut 10/5/2020

B
North Carolina 2/15/2023

B
Florida 9/16/2015

B
Ohio 8/1/2014

B
Georgia 4/15/2019

B
Texas 2/26/2020

B
Illinois 1/8/2015

IA
Texas 2/26/2020

B
Indiana 10/13/2020

B
Virginia 2/20/2015

B
Iowa 9/18/2019

B
Washington 7/8/2019

B
Maryland 9/23/2024

B
Wisconsin 8/12/2016

B
Massachusetts 6/18/2021

B
Wyoming 9/16/2022

B
Michigan 8/1/2014

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
WEST BLOOMFIELD, MI
Registered with this firm since 8/4/2014

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
WEST BLOOMFIELD, MI
Registered with this firm since 8/1/2014

Previous Registration(s)
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IA
12/02/2008 - 08/11/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) BIRMINGHAM, MI
B
11/07/2008 - 08/11/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) BIRMINGHAM, MI
IA
04/02/2007 - 11/10/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
B
04/02/2007 - 11/10/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
IA
08/01/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BIRMINGHAM, MI
B
05/31/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BIRMINGHAM, MI
IA
07/19/2004 - 05/03/2005 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
05/29/2001 - 05/03/2005 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
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Disclosures
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