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RUSSELL R VALANTE
CRD#: 3139639
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1767 SENTRY PARKWAY WEST
SUITE 110
BLUE BELL, PA 19422-2202
SUITE 110
BLUE BELL, PA 19422-2202
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6/11/2018
Customer Dispute
Denied
4/19/2002
Customer Dispute
Settled
State Registrations
B
Arizona 5/4/2005
B
Nevada 12/20/2005
B
California 4/29/1999
B
New Hampshire 7/10/2013
B
Colorado 1/13/2020
B
New Jersey 5/5/1999
B
Connecticut 4/29/1999
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New Jersey 10/2/2008
B
Delaware 4/29/1999
B
New York 4/29/1999
B
Florida 5/4/1999
B
North Carolina 1/24/2006
B
Georgia 4/14/2015
IA
North Carolina 10/12/2010
B
Idaho 2/22/2019
B
Ohio 9/3/2019
B
Illinois 6/12/2019
B
Pennsylvania 4/28/1999
B
Indiana 4/14/2009
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Pennsylvania 8/14/2007
B
Louisiana 3/14/2023
B
South Carolina 5/25/2005
B
Maine 8/9/2021
B
Texas 5/10/2016
B
Maryland 7/23/2003
IA
Texas 5/18/2016
B
Massachusetts 5/15/2000
B
Virginia 3/2/2005
B
Missouri 8/2/2021
SRO Registrations
B
B
B
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Registered with this firm since 8/14/2007
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Registered with this firm since 4/5/1999
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.