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STEVEN PAUL HOKE
STEVE HOKE
CRD#: 3139564
IA
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MORGAN STANLEYCRD#: 149777 601 Union Street, Two Union Square
Suite 5200
Seattle, WA 98101
Suite 5200
Seattle, WA 98101
0
Disclosures
21
Years of Experience
View By:
State Registrations
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Alaska 1/14/2022
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Montana 1/31/2022
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Arizona 8/17/2015
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Nebraska 3/26/2024
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California 6/1/2009
B
Nevada 5/6/2020
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California 6/1/2009
B
New Jersey 9/1/2020
B
Colorado 6/1/2009
B
New Mexico 1/31/2022
B
Connecticut 12/3/2020
B
New York 6/17/2009
B
Delaware 3/17/2022
B
Ohio 2/1/2022
B
Florida 1/26/2022
B
Oklahoma 7/27/2021
B
Georgia 1/22/2020
B
Oregon 1/27/2016
B
Hawaii 1/27/2016
B
Pennsylvania 3/21/2024
B
Idaho 6/10/2011
B
Rhode Island 1/31/2022
B
Illinois 1/26/2022
B
South Carolina 7/28/2022
B
Iowa 2/13/2020
B
Tennessee 11/1/2019
B
Kansas 11/7/2022
B
Texas 9/10/2015
B
Kentucky 6/6/2024
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Texas 2/24/2020
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Maryland 9/30/2020
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Utah 1/31/2022
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Massachusetts 1/31/2022
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Virginia 5/5/2020
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Michigan 9/8/2022
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Washington 6/1/2009
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Minnesota 7/11/2013
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Washington 8/13/2014
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Missouri 3/28/2022
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Wisconsin 1/19/2024
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/20/2009 - 06/01/2009 | CHICO, CA | |
B | 04/17/2009 - 06/01/2009 | CHICO, CA | |
IA | 07/21/2005 - 04/20/2009 | CHICO, CA | |
B | 07/21/2005 - 04/20/2009 | CHICO, CA | |
IA | 04/27/2004 - 06/21/2005 | SAN FRANCISCO, CA | |
B | 10/14/2003 - 06/21/2005 | NEW YORK, NY | |
B | 05/18/2000 - 11/17/2000 | IRVINE, CA | |
B | 01/20/1999 - 02/04/1999 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.