Individual Firm
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PHILIP MILTON GREER
PHIL GREER, PHILLIP GREER
CRD#: 3138652
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 814 A1A NORTH
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
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10/4/2004
Customer Dispute
Settled
State Registrations
B
Alabama 12/10/2019
B
Missouri 12/1/2016
B
Arizona 1/22/2021
B
New Hampshire 10/21/2024
B
California 12/1/2016
B
New Mexico 12/1/2016
B
Colorado 12/1/2016
B
North Carolina 12/1/2016
B
Delaware 1/18/2023
B
Ohio 12/1/2016
B
District of Columbia 2/11/2021
B
Oregon 12/1/2016
B
Florida 12/1/2016
B
Pennsylvania 12/1/2016
IA
Florida 12/6/2016
B
South Carolina 12/1/2016
B
Georgia 12/1/2016
B
Tennessee 3/12/2019
B
Indiana 6/18/2024
B
Texas 12/1/2016
B
Kentucky 9/18/2018
IA
Texas 1/20/2017
B
Maryland 6/22/2020
B
Utah 6/14/2021
B
Michigan 12/1/2016
B
Virginia 12/1/2016
B
Mississippi 12/8/2016
B
Washington 12/1/2016
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 12/6/2016
B
Registered with this firm since 12/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 12/05/2016 | JACKSONVILLE, FL | |
B | 07/01/2003 - 12/05/2016 | JACKSONVILLE, FL | |
IA | 01/04/2002 - 07/01/2003 | JACKSONVILLE, FL | |
B | 01/04/2002 - 07/01/2003 | NEW YORK, NY | |
B | 08/14/1999 - 01/17/2002 | NEW YORK, NY | |
B | 11/03/1998 - 04/26/1999 | OAKDALE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.