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ANN KELLY ADAMS
ANN C KELLY, ANN CATHERINE KELLY, ANN KELLY, ANN KELLY ADAMS, ANN CATHERINE KELLY-NAIDENOFF…
CRD#: 3138301
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
23
Years of Experience
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State Registrations
B
Florida 6/22/2023
B
New York 10/8/2024
IA
Florida 6/22/2023
B
North Carolina 6/22/2023
B
Maryland 2/15/2024
B
Ohio 6/22/2023
B
Massachusetts 6/22/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/22/2023
B
Registered with this firm since 6/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2014 - 06/29/2023 | ORLANDO, FL | |
B | 05/23/2014 - 06/29/2023 | ORLANDO, FL | |
IA | 08/25/2009 - 05/15/2014 | ORLANDO, FL | |
B | 08/19/2009 - 05/15/2014 | ORLANDO, FL | |
IA | 12/24/2008 - 04/27/2009 | ORLANDO, FL | |
B | 12/12/2008 - 04/27/2009 | ORLANDO, FL | |
IA | 08/15/2006 - 06/03/2008 | ORLANDO, FL | |
B | 05/09/2006 - 06/03/2008 | ORLANDO, FL | |
B | 07/19/2000 - 04/12/2006 | ORLANDO, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.