• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAGAN JAMES SHARPE
DAGAN J SHARPE
CRD#: 3138121
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7 GEORGE C WILSON CT
AUGUSTA, GA 30909-6593
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (7 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2013 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2004 - 2011 (7 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2003 - 2004 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2002 (<1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (<1 year)
License(s)

State Registrations

B
Georgia 2/14/2018

B
South Carolina 8/5/2024

IA
Georgia 2/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7 GEORGE C WILSON CT, AUGUSTA, GA 30909-6593
7393 HODGSON MEMORIAL DR. STE 100, SAVANNAH, GA 31406
Registered with this firm since 2/14/2018

B
LPL FINANCIAL LLC (CRD#:6413)
7 GEORGE C WILSON CT, AUGUSTA, GA 30909-6593
7393 HODGSON MEMORIAL DR. STE 100, SAVANNAH, GA 31406
Registered with this firm since 2/14/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2014 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) AUGUSTA, GA
B
07/25/2014 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) AUGUSTA, GA
B
02/07/2012 - 10/02/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUGUSTA, GA
B
04/20/2004 - 11/03/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUGUSTA, GA
B
09/08/2003 - 03/18/2004 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
01/04/2002 - 07/29/2002 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
10/01/2000 - 10/22/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
08/26/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
12/14/1998 - 07/14/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.