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KRISTA KAY WENNER
KRISTA K HOESING, KRISTA KAY HOESING, KRISTA KAY WENNE
CRD#: 3137795
IA
B
MORGAN STANLEYCRD#: 149777 380 Saint Peter Street
Suite 1000
St. Paul, MN 55102
Suite 1000
St. Paul, MN 55102
0
Disclosures
25
Years of Experience
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State Registrations
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Alabama 7/23/2021
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Nebraska 1/7/2011
B
Alaska 1/7/2011
B
Nevada 1/7/2011
B
Arizona 1/7/2011
B
New Hampshire 1/7/2011
B
Arkansas 1/7/2011
B
New Jersey 1/7/2011
B
California 1/7/2011
B
New Mexico 1/7/2011
B
Colorado 1/7/2011
B
New York 5/17/2017
B
Connecticut 1/7/2011
B
North Carolina 1/10/2011
B
Delaware 7/17/2023
B
North Dakota 1/7/2011
B
District of Columbia 1/7/2011
B
Ohio 1/10/2011
B
Florida 6/14/2010
B
Oklahoma 7/17/2023
B
Georgia 1/7/2011
B
Oregon 8/8/2014
B
Hawaii 7/17/2023
B
Pennsylvania 1/7/2011
B
Idaho 8/8/2014
B
Puerto Rico 1/7/2011
B
Illinois 1/7/2011
B
Rhode Island 8/23/2023
B
Indiana 8/8/2014
B
South Carolina 1/7/2011
B
Iowa 1/7/2011
B
South Dakota 1/7/2011
B
Kansas 1/7/2011
B
Tennessee 9/29/2022
B
Kentucky 6/27/2024
B
Texas 1/7/2011
B
Louisiana 1/7/2011
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Texas 2/11/2014
B
Maine 9/14/2015
B
Utah 1/7/2011
B
Maryland 9/25/2019
B
Vermont 8/8/2014
B
Massachusetts 8/8/2014
B
Virginia 1/7/2011
B
Michigan 1/7/2011
B
Washington 1/7/2011
B
Minnesota 6/1/2009
B
West Virginia 8/8/2014
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Minnesota 2/6/2014
B
Wisconsin 1/7/2011
B
Missouri 1/7/2011
B
Wyoming 9/29/2022
B
Montana 1/7/2011
SRO Registrations
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B
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Registered with this firm since 2/6/2014
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/03/2008 - 06/01/2009 | ST.PAUL, MN | |
B | 02/21/2002 - 11/03/2008 | WOODBURY, MN | |
B | 05/25/1999 - 06/04/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.