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REGINA L MULLINS
REGINA LEE EDGE
CRD#: 3137588
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 401 S TRYON STREET
9TH FL
CHARLOTTE, NC 28202
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - Present (17 years)BFIRST CLEARING, LLC (CRD# 17344)2005 - 2007 (2 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2004 (2 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (2 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1998 - 2000 (1 year)
License(s)

State Registrations

B
North Carolina 12/19/2007

IA
North Carolina 6/9/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
401 S TRYON STREET 9TH FL, CHARLOTTE, NC 28202
Registered with this firm since 6/9/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
401 S TRYON STREET 9TH FL, CHARLOTTE, NC 28202
Registered with this firm since 12/18/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/03/2005 - 12/19/2007 FIRST CLEARING, LLC (CRD#:17344) RICHMOND, VA
B
06/15/2002 - 12/31/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
02/14/2000 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
11/03/1998 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.