Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MEGAN ELIZABETH NELSON WILLIAMS
MEGAN ELIZABETH NELSON, MEGAN N. WILLIAMS
CRD#: 3137039
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
SUMRIDGE PARTNERS, LLCCRD#: 152437 880 Carillon Parkway
St. Petersburg, FL 33716
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2005 - Present (20 years)BSUMRIDGE PARTNERS, LLC (CRD# 152437)2024 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2004 - Present (20 years)
License(s)

State Registrations

B
Florida 6/3/2004
B
Texas 11/15/2018
IA
Florida 3/21/2005

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 3/21/2005
B
SUMRIDGE PARTNERS, LLC (CRD#:152437)
880 Carillon Parkway, St. Petersburg, FL 33716
Registered with this firm since 10/21/2024
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
880 CARILLON PARKWAY, ST PETERSBURG, FL 33716
Registered with this firm since 11/15/2018
B
CARILLON FUND DISTRIBUTORS, INC. (CRD#:139749)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 11/15/2018
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 6/3/2004
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.