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STEPHEN MICHAEL HOUG
CRD#: 3136489
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2900 100TH ST
ST 301
URBANDALE, IA 50322
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2900 100th St
SUITE 301
URBANDALE, IA 50322
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1998 - 2023 (24 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2002 - 2023 (20 years)IACAULDWELL FINANCIAL GROUP INC (CRD# 106871)1999 - 2004 (5 years)
License(s)

State Registrations

B
Alabama 8/10/2023

B
Missouri 8/10/2023

B
Arizona 8/10/2023

B
Montana 8/10/2023

B
California 8/10/2023

B
Nebraska 8/10/2023

B
Colorado 8/10/2023

B
Ohio 8/10/2023

B
Florida 8/11/2023

B
Oklahoma 8/10/2023

B
Illinois 8/10/2023

B
Pennsylvania 8/10/2023

B
Indiana 8/10/2023

B
South Dakota 9/1/2023

B
Iowa 8/10/2023

B
Texas 8/10/2023

IA
Iowa 8/10/2023

IA
Texas 8/10/2023

B
Kansas 8/10/2023

B
Wisconsin 8/10/2023

B
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2900 100TH ST ST 301, URBANDALE, IA 50322
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2900 100th St SUITE 301, URBANDALE, IA 50322
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2002 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) URBANDALE, IA
B
11/03/1998 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) URBANDALE, IA
IA
01/18/1999 - 12/31/2004 CAULDWELL FINANCIAL GROUP INC (CRD#:106871) WEST DES MOINES, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.