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Detailed Report
FRED LEO RUTLER III
CRD#: 3136220
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Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 500 W Monroe
Ste 3400
Chicago, IL 60661
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2021 (6 years)IACREATIVE PLANNING (CRD# 105348)2021 - Present (3 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2003 - 2015 (12 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)2001 - 2003 (1 year)BONE ORCHARD EQUITIES, INC. (CRD# 42124)1999 - 2000 (1 year)
License(s)

State Registrations

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Illinois 12/19/2021
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
500 W Monroe Ste 3400, Chicago, IL 60661
Registered with this firm since 12/19/2021
Previous Registration(s)
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 12/22/2015 - 12/31/2021 LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133) Chicago, IL
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 11/16/2015 - 12/14/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) CHICAGO, IL
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 02/01/2003 - 10/30/2015 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) CHICAGO, IL
B
 08/21/2001 - 02/01/2003 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
B
 02/01/1999 - 12/21/2000 ONE ORCHARD EQUITIES, INC. (CRD#:42124) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.