Individual Firm
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CARL MATTHEW ECKELMAN
CRD#: 3135183
IA
B
RBC CAPITAL MARKETS, LLCCRD#: 31194 6301 UPTOWN BLVD NE
SUITE 100
ALBUQUERQUE, NM 87110-4132
SUITE 100
ALBUQUERQUE, NM 87110-4132
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alabama 10/27/2022
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New Jersey 10/14/2022
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Arizona 10/14/2022
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New Mexico 10/14/2022
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Arkansas 10/14/2022
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New Mexico 10/17/2022
B
California 10/14/2022
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New York 10/14/2022
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Colorado 10/14/2022
B
North Carolina 10/14/2022
B
Connecticut 10/14/2022
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Ohio 10/14/2022
B
District of Columbia 6/7/2024
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Oklahoma 10/14/2022
B
Florida 10/14/2022
B
Oregon 10/14/2022
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Georgia 10/14/2022
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Pennsylvania 10/14/2022
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Hawaii 10/14/2022
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Rhode Island 10/14/2022
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Idaho 10/14/2022
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South Dakota 11/4/2024
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Illinois 10/14/2022
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Tennessee 11/22/2024
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Indiana 10/14/2022
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Texas 10/14/2022
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Iowa 10/14/2022
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Texas 10/14/2022
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Kansas 10/14/2022
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Utah 10/14/2022
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Maryland 10/14/2022
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Virginia 10/14/2022
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Michigan 10/14/2022
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Washington 10/14/2022
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Minnesota 10/14/2022
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Wisconsin 10/14/2022
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Missouri 10/14/2022
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Wyoming 10/14/2022
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Nevada 10/14/2022
SRO Registrations
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IA
Registered with this firm since 10/14/2022
B
Registered with this firm since 10/14/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/04/1999 - 10/26/2022 | ALBUQUERQUE, NM | |
B | 10/20/1998 - 10/26/2022 | ALBUQUERQUE, NM |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.