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Detailed Report
ERIN PATRICE BROOKS
CRD#: 3134620
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
License(s)

State Registrations

B
Alaska 7/25/2022
B
Missouri 4/1/2024
B
Arizona 6/1/2009
B
Montana 5/11/2022
B
Arkansas 6/6/2022
B
Nebraska 4/18/2018
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Jersey 11/17/2011
B
Colorado 6/1/2009
B
New Mexico 6/1/2009
B
Connecticut 4/18/2018
B
New York 6/1/2009
B
Delaware 10/27/2022
B
North Carolina 9/10/2015
B
District of Columbia 2/4/2020
B
Ohio 1/3/2019
B
Florida 11/17/2011
B
Oklahoma 4/18/2018
B
Georgia 6/6/2017
B
Oregon 6/28/2017
B
Hawaii 6/1/2009
B
Pennsylvania 11/17/2011
B
Idaho 7/21/2020
B
Rhode Island 7/9/2024
B
Illinois 4/18/2018
B
South Carolina 6/6/2013
B
Indiana 6/6/2017
B
South Dakota 7/24/2013
B
Kansas 6/6/2017
B
Tennessee 6/1/2009
B
Kentucky 6/6/2017
B
Texas 1/20/2016
B
Maine 4/18/2018
IA
Texas 3/11/2020
B
Maryland 6/1/2009
B
Utah 1/23/2018
B
Massachusetts 4/18/2018
B
Virginia 6/1/2009
B
Michigan 6/6/2017
B
Washington 6/1/2009
B
Minnesota 4/18/2018
B
Wisconsin 6/28/2017
B
Mississippi 12/4/2017
B
Wyoming 7/28/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PASADENA, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PASADENA, CA
IA
 07/20/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PASADENA, CA
B
 07/20/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PASADENA, CA
IA
 10/20/2004 - 12/06/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BEVERLY HILLS, CA
B
 10/20/2004 - 12/06/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
 08/27/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) BEVERLY HILLS, CA
B
 08/04/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.