Individual Firm
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ROBERT THOMAS HENDRICKS
ROBERT T HENDRICKS
CRD#: 3134452
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2740 N. UNIVERSITY DR 3RD FL
CORAL SPRINGS, FL 33065
CORAL SPRINGS, FL 33065
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12/4/2015
Customer Dispute
Denied
9/11/2002
Customer Dispute
Denied
State Registrations
B
Alabama 11/29/2023
B
Montana 11/27/2023
B
Alaska 11/27/2023
B
Nebraska 11/27/2023
B
Arizona 11/27/2023
B
Nevada 11/27/2023
B
Arkansas 11/27/2023
B
New Hampshire 11/27/2023
B
California 11/27/2023
B
New Jersey 11/27/2023
B
Colorado 11/27/2023
B
New Mexico 11/27/2023
B
Connecticut 11/27/2023
B
New York 11/27/2023
B
Delaware 11/27/2023
B
North Carolina 11/27/2023
B
District of Columbia 11/27/2023
B
North Dakota 11/27/2023
B
Florida 11/27/2023
B
Ohio 11/27/2023
IA
Florida 11/28/2023
B
Oklahoma 11/27/2023
B
Georgia 11/27/2023
B
Oregon 11/27/2023
B
Hawaii 11/28/2023
B
Pennsylvania 11/27/2023
B
Idaho 11/27/2023
B
Puerto Rico 11/27/2023
B
Illinois 11/27/2023
B
Rhode Island 11/27/2023
B
Indiana 12/6/2023
B
South Carolina 11/27/2023
B
Iowa 11/27/2023
B
South Dakota 11/27/2023
B
Kansas 11/27/2023
B
Tennessee 11/27/2023
B
Kentucky 11/27/2023
B
Texas 11/27/2023
B
Louisiana 11/27/2023
B
Utah 11/27/2023
B
Maine 11/27/2023
B
Vermont 11/27/2023
B
Maryland 11/27/2023
B
Virgin Islands 11/27/2023
B
Massachusetts 11/27/2023
B
Virginia 11/27/2023
B
Michigan 11/27/2023
B
Washington 11/27/2023
B
Minnesota 12/4/2023
B
West Virginia 11/27/2023
B
Mississippi 11/27/2023
B
Wisconsin 11/27/2023
B
Missouri 11/27/2023
B
Wyoming 11/27/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/28/2023
B
Registered with this firm since 11/27/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2000 - 11/29/2023 | PLANTATION, FL | |
B | 11/25/1998 - 11/29/2023 | PLANTATION, FL |
PLANTATION, FL
11/07/2000 - 11/29/2023
PLANTATION, FL
11/25/1998 - 11/29/2023
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.