Individual Firm
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WILLIAM KEITH ROOT
BILL ROOT
CRD#: 3133207
IA
B
KEELER & NADLER FAMILY WEALTHCRD#: 173079 485 METRO PLACE SOUTH
SUITE 100
DUBLIN, OH 43017
SUITE 100
DUBLIN, OH 43017
0
Disclosures
26
Years of Experience
View By:
State Registrations
IA
Ohio 10/20/2014
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Registered with this firm since 10/20/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/14/2014 - 12/31/2015 | Dublin, OH | |
IA | 09/17/2009 - 12/12/2014 | DUBLIN, OH | |
B | 06/13/2003 - 12/12/2014 | DUBLIN, OH | |
IA | 01/24/2005 - 12/07/2009 | DUBLIN, OH | |
IA | 01/06/2004 - 12/31/2004 | DUBLIN, OH | |
B | 01/25/2001 - 06/09/2003 | ATLANTA, GA | |
B | 11/10/1998 - 02/01/2001 | AKRON, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.