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R. L LAWRENCE
ROBERT LARRY LAWRENCE
CRD#: 3131753
IA
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OSAIC WEALTH, INC.CRD#: 23131 5314 River Run Drive
Suite 300
PROVO, UT 84604
Suite 300
PROVO, UT 84604
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alabama 9/1/2023
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New Jersey 9/1/2023
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Alaska 9/1/2023
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New Mexico 9/1/2023
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Arizona 9/1/2023
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New York 9/1/2023
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California 9/1/2023
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North Carolina 9/1/2023
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Colorado 9/1/2023
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North Dakota 9/1/2023
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Florida 9/1/2023
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Ohio 9/1/2023
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Florida 9/12/2024
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Oklahoma 9/1/2023
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Georgia 9/1/2023
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Oregon 9/1/2023
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Hawaii 9/1/2023
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Pennsylvania 9/1/2023
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Idaho 9/1/2023
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South Carolina 9/7/2023
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Illinois 9/1/2023
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South Carolina 9/8/2023
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Indiana 9/1/2023
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South Dakota 9/1/2023
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Kansas 9/1/2023
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Tennessee 9/1/2023
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Kentucky 9/1/2023
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Texas 9/1/2023
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Louisiana 9/1/2023
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Texas 9/1/2023
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Maine 10/5/2023
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Utah 9/1/2023
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Maryland 9/1/2023
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Utah 9/1/2023
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Missouri 9/1/2023
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Virginia 9/1/2023
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Montana 9/1/2023
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Washington 9/1/2023
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Nebraska 9/1/2023
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Wyoming 9/1/2023
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Nevada 9/1/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/21/2018 - 09/01/2023 | PROVO, UT | |
B | 12/21/2018 - 09/01/2023 | PROVO, UT | |
IA | 10/03/2005 - 12/21/2018 | PROVO, UT | |
B | 09/19/2005 - 12/21/2018 | PROVO, UT | |
IA | 08/05/2002 - 09/01/2005 | PROVO, UT | |
B | 07/29/2002 - 09/01/2005 | NEW YORK, NY | |
IA | 03/30/1999 - 08/05/2002 | SALT LAKE CITY, UT | |
B | 01/05/1999 - 08/05/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.