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Detailed Report
JASON WILLIAM THERRELL
JASON W THERRELL
CRD#: 3131026
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1604 Hewitt Avenue
Suite 601
EVERETT, WA 98201
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2015 (16 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2015 (15 years)
License(s)

State Registrations

B
Alaska 4/20/2015
B
Minnesota 10/3/2017
B
Arizona 4/17/2015
B
Mississippi 1/11/2021
B
Arkansas 1/18/2022
B
Montana 4/20/2015
B
California 4/17/2015
B
Nevada 4/17/2015
B
Colorado 7/27/2017
B
New York 4/17/2015
B
Florida 4/17/2015
B
North Carolina 9/7/2023
B
Georgia 10/2/2019
B
Ohio 10/29/2024
B
Hawaii 3/9/2018
B
Oklahoma 9/11/2020
B
Idaho 4/17/2015
B
Oregon 4/17/2015
B
Illinois 5/7/2024
B
South Dakota 9/10/2019
B
Indiana 1/6/2020
B
Tennessee 11/12/2024
B
Iowa 4/17/2015
B
Texas 4/17/2015
B
Kansas 2/29/2016
IA
Texas 4/17/2015
B
Maine 9/12/2017
B
Utah 4/17/2015
B
Massachusetts 12/15/2021
B
Washington 4/17/2015
B
Michigan 5/18/2015
IA
Washington 4/17/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1604 Hewitt Avenue Suite 601, EVERETT, WA 98201
Edmonds, WA
Registered with this firm since 4/17/2015
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1604 Hewitt Avenue Suite 601, EVERETT, WA 98201
Edmonds, WA
Registered with this firm since 4/17/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/2000 - 04/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EVERETT, WA
B
 12/04/1998 - 04/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EVERETT, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.