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Detailed Report
JOSEPH RAY SAMSON
JOE RAY SAMSON
CRD#: 3129623
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 EDWARDSVILLE, IL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)2 FIRMS2022 - Present (2 years)BEDWARD JONES (CRD# 250)2002 - 2011 (9 years)IAEDWARD JONES (CRD# 250)2010 - 2011 (1 year)
License(s)

State Registrations

B
Illinois 6/27/2024
B
Missouri 7/26/2011
IA
Illinois 7/8/2024
IA
Missouri 7/26/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
EDWARDSVILLE, IL
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 11/10/2022
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
EDWARDSVILLE, IL
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 11/10/2022
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
EDWARDSVILLE, IL
Registered with this firm since 7/26/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
EDWARDSVILLE, IL
Registered with this firm since 7/26/2011
Previous Registration(s)
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IA
 05/17/2010 - 07/21/2011 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
 05/22/2002 - 07/21/2011 EDWARD JONES (CRD#:250) ST LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.