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Detailed Report
CHARLES RADFORD ANDREWS JR
CHUCK ANDREWS JR
CRD#: 3128981
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1849 DATA DR
HOOVER, AL 35244
Registration History
20002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - Present (19 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1999 - Present (25 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1999 - 2002 (2 years)
License(s)

State Registrations

B
Alabama 1/1/2002
B
Mississippi 7/29/2010
IA
Alabama 1/9/2006
B
Montana 7/26/2022
B
Arizona 7/21/2015
B
Nevada 1/5/2022
B
Arkansas 9/7/2023
B
New Mexico 12/19/2022
B
California 1/17/2017
B
New York 9/23/2024
B
Colorado 4/24/2014
B
North Carolina 10/8/2018
B
Florida 5/21/2012
B
Ohio 4/24/2019
B
Georgia 1/16/2003
B
Oregon 10/3/2024
B
Illinois 12/21/2023
B
Pennsylvania 5/20/2020
B
Indiana 1/16/2019
B
South Carolina 3/27/2020
B
Kansas 8/29/2023
B
South Dakota 4/16/2020
B
Kentucky 3/9/2024
B
Tennessee 6/2/2005
B
Louisiana 3/23/2006
B
Texas 1/4/2012
B
Maine 3/2/2022
B
Utah 4/2/2021
B
Maryland 3/7/2019
B
Virginia 3/22/2023
B
Massachusetts 8/25/2023
B
Wyoming 2/18/2025
B
Michigan 7/8/2021

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1849 DATA DR, HOOVER, AL 35244
Registered with this firm since 1/9/2006
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1849 DATA DR, HOOVER, AL 35244
Registered with this firm since 8/31/1999
Previous Registration(s)
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B
 10/07/1999 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.